Raymond Fredrick Bourque

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → 12/2019
  Ameriprise Financial Services, Inc.
  Tampa, FL
• 10/2009 → 12/2019
  Ameriprise Financial Services, Inc.
  St Petersburg, FL
• 10/2024 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 12/2019 → 09/2024
  Kestra Investment Services, Llc
  St. Petersburg, FL
• 12/2019 → 09/2024
  Kestra Advisory Services, Llc
  St. Petersburg, FL
• 10/2024 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL

Previous Registrations

• 2019-12-23 → 2024-10-04
  Kestra Advisory Services, Llc
  Austin, TX
  St. Petersburg, FL
• 2009-10-05 → 2019-12-20
  Ameriprise Financial Services, Llc
  Tampa, FL
  Tampa, FL
  St Petersburg, FL
  Clearwater, FL
• 2009-04-29 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Tampa, FL
• 1996-05-29 → 2009-05-18
  Ubs Financial Services Inc.
  St. Petersburg, FL
  St. Petersburg, FL

Other Businesses

(1) RFB Holdings; Holding LLC for businesses; Not investment related: 150 2nd Ave N, Ste 680, St Petersburg, FL 33701; President; Start 12/2019; 2 hours/month, 2 hours/month during trading. (2) Lilly Pad #1 - DBA The Frog Pond DTSP; Restaurant; Not investment related; 890 3rd Ave S, St. Petersburg, FL 33701; Owner/President; Oversee day to day operations from supervisory role with support staff running the establishment; Start 2/2022; 160 hours/month, 40 hours/month during trading. (3) Bayfront Asset Management; DBA; Investment related; 150 2nd Avenue N, Suite 680, St. Petersburg, FL 33701; Brokerage; Owner; Oversee client accounts; Start 9/27/2024; 240 hours/month, 160 hours/month during trading. (4) Lilly Pad #2 - DBA The Frog Pond SPB; Not investment related; 5200 Gulf Blvd, St. Pete, FL 33706; Restaurant; Owner, Oversee day to day operations and run the restaurant; Start 6/23/2025; 20 hours/month; 20 hours/month during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-06-20
• S63 Uniform Securities Agent State Law Examination
  1996-06-05

Other Names

• Raymond Frederick Bourque