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Patrick John Kerrigan

Charles Schwab & Co., Inc.

Appleton, WI

Brookfield, WI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
WI RA APPROVED 2009-01-08
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • WI RA
    APPROVED
    Since 2009-01-08

Branch Locations

1871 N. Casaloma Drive, Appleton, WI 54913-7980 • United States

305 S Moorland Road, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank, Ssb Appleton WI 02/2005 Present
Charles Schwab & Co., Inc Appleton WI 03/1997 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-11-10
S63 Uniform Securities Agent State Law Examination 1996-06-07
  • S66 Uniform Combined State Law Examination
    2000-11-10
  • S63 Uniform Securities Agent State Law Examination
    1996-06-07

View on SEC IAPD

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