Sean Patrick Ferguson

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2019 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL
• 05/2005 → 03/2018
  Invest Financial Corp
  Tampa, FL
• 04/2018 → 12/2019
  Raymond James Financial Services, Inc
  Saint Petersburg, FL
• 04/2018 → 12/2019
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 12/2019 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL

Previous Registrations

• 2018-04-27 → 2019-12-23
  Raymond James Financial Services Advisors, Inc
  Saint Petersburg, FL
• 2005-10-18 → 2018-03-19
  Invest Financial Corporation
  Tampa, FL
  Delray Beach, FL
  Fort Lauderdale, FL
  Tampa, FL
  Tampa, FL
  Appleton, WI

Other Businesses

Rental Property, Not Investment Related, 5350 Anhinga Trail New Port Richey, FL 34653. Owner, 11/2016, 0 hours devoted per month, 0 hours devoted per month during securities trading, owner

Exams

• S66 Uniform Combined State Law Examination
  2005-10-14
• S65 Uniform Investment Adviser Law Examination
  1998-06-08
• S63 Uniform Securities Agent State Law Examination
  1998-02-23