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Leon Guy Lants

Stephens

Little Rock, AR

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Current Employers
Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-03-25
AR RA APPROVED 2007-11-02
  • TX RA
    APPROVED
    Since 2014-03-25
  • AR RA
    APPROVED
    Since 2007-11-02

Branch Locations

111 Center Street, Little Rock, AR 72201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephens Inc. Little Rock AR 12/1996 01/2017
Stephens Inc. Little Rock AR 01/2017 Present
  • 12/1996 → 01/2017
    Stephens Inc.
    Little Rock, AR
  • 01/2017 → Present
    Stephens Inc.
    Little Rock, AR
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-08-19
  • S63 Uniform Securities Agent State Law Examination
    1988-08-19
Designations
Other Names
  • Leon Guy Lants
  • Leon G Lants

View on SEC IAPD

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