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Current Employers
Financial Connection, Inc

7000 W Palmetto Park Rd Suite 210, Boca Raton, FL 33433 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-02
  • FL RA
    APPROVED
    Since 2026-01-02

Branch Locations

7000 W Palmetto Park Rd Suite 210, Boca Raton, FL 33433 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Connection Inc Boca Raton FL 10/1988 Present
Broker Connection Inc Farmingdale NY 01/1997 Present
Other Businesses

BROKER CONNECTION INC 1111 Route 110, Farmingdale, NY 11735 PRESIDENT 01/1997-PRESENT BROKERAGE INSURANCE GENERAL AGENCY NON INVESTMENT RELATED FINANCIAL CONNCETION INC PRESIDENT 10/1988 - PRESENT REGISTERED INVESTMENT ADVISOR / EMP BENEFITS CONSULTANT, FINANCIAL PLANNING BUSINESS ARE RUN CONCURRENTLY 200+ HOURS PER MONTH. OPEN DURING HOURS MARKET OPEN.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-09-06
  • S63 Uniform Securities Agent State Law Examination
    1985-09-06
Designations

View on SEC IAPD

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