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Current Employers
American Trust Investment Services Advisory, Inc.

1244 119Th Street, Whiting, IN 46394 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-12
WI RA APPROVED 2023-06-23
IL RA APPROVED 2019-09-16
IN RA APPROVED 2019-09-16
  • NY RA
    APPROVED
    Since 2025-09-12
  • WI RA
    APPROVED
    Since 2023-06-23
  • IL RA
    APPROVED
    Since 2019-09-16
  • IN RA
    APPROVED
    Since 2019-09-16

Branch Locations

4722 Main Street, Lisle, IL 60532 • United States

1244 119Th Street, Whiting, IN 46394 • United States

4722 Main Street, Lisle, IL 60532 • United States

Asset Strategies, Inc

4722 Main St., Lisle, IL 60532 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-02-04
OH RA APPROVED 2025-01-30
IL RA APPROVED 2025-01-23
FL RA APPROVED 2023-07-31
  • IN RA
    APPROVED
    Since 2025-02-04
  • OH RA
    APPROVED
    Since 2025-01-30
  • IL RA
    APPROVED
    Since 2025-01-23
  • FL RA
    APPROVED
    Since 2023-07-31

Branch Locations

4722 Main St., Lisle, IL 60532 • United States

Chicago Capital Management Advisors, Llc

4722 Main Street, Lisle, IL 60532 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-21
FL RA APPROVED 2021-04-06
OR RA APPROVED 2020-11-12
AZ RA APPROVED 2020-10-28
CO RA APPROVED 2020-09-21
CA RA APPROVED 2020-07-24
NC RA APPROVED 2020-07-15
PA RA APPROVED 2020-07-13
WI RA APPROVED 2020-06-08
IN RA APPROVED 2014-08-13
IL RA APPROVED 2003-01-09
  • TX RA
    APPROVED
    Since 2022-12-21
  • FL RA
    APPROVED
    Since 2021-04-06
  • OR RA
    APPROVED
    Since 2020-11-12
  • AZ RA
    APPROVED
    Since 2020-10-28
  • CO RA
    APPROVED
    Since 2020-09-21
  • CA RA
    APPROVED
    Since 2020-07-24
  • NC RA
    APPROVED
    Since 2020-07-15
  • PA RA
    APPROVED
    Since 2020-07-13
  • WI RA
    APPROVED
    Since 2020-06-08
  • IN RA
    APPROVED
    Since 2014-08-13
  • IL RA
    APPROVED
    Since 2003-01-09

Branch Locations

4722 Main Street, Lisle, IL 60532 • United States

4722 Main Street, Lisle, IL 60516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
La Salle St. Securities, Inc. Lisle IL 11/1996 04/2019
Lasalle St. Capital Markets, Llc Lisle IL 01/1997 03/2019
Chicago Capital Management Advisors, Llc Chicago IL 10/2002 Present
E.F. Hutton & Co. Llc New York NY 06/2026 Present
American Trust Investment Services, Inc. Whiting IN 02/2019 01/2026
American Trust Investment Services Advisory, Inc Whiting IN 03/2019 Present
Asset Strategies, Inc Lisle IL 07/2023 Present
Previous Registrations
Other Businesses

1. American Trust Insurance Group, Inc.; Not investment-related; 4722 Main Street, Lisle, IL 60532, Producing Agency; President/Director; Started 01/2015; Approx 1 hr/mo; 0/mo during trading hours; Primary insurance agent to offer insurance for the affiliated advisory firms and fixed insurance and annuities. 2. American Trust Investment Services Advisory, Inc; Investment Related; 4722 Main Street, Lisle, IL 60532; State Registered RIA; CFO; Started 05/2019; Approx 1 hr/mo; 0/mo during trading hours; Financial reporting, no solicitation, no sales. 3. American Trust Investment Services, Inc.; Investment Related; 4722 Main Street, Lisle, IL 60532; Broker/Dealer; Management Consultant; Started 01/2026; Approx 4 hrs/mo; 0/mo during trading hours; Management consulting 4. Asset Strategies, Inc.; Investment Related; 4722 Main Street, Lisle, IL 60532; State Registered RIA; President/Chairman of the Board/CFO; Started 06/2024; Approx 40 hr/mo; 40/mo during trading hours; Reviews all client and business activities. 5. BT Partners, LLC (f/k/a Ventures Midwest); Not investment-related; 4722 Main Street, Lisle, IL 60532; Holding Co. for sharing season sports tickets; Sole Managing Member; Started 06/2002; Approx 1 hr/mo; 0/mo during trading hours; Managing Member 6. CCIG Acquisition Company, LLC; Not investment-related; 4722 Main Street, Lisle, IL 60532; Financial Services Holding Company; Managing Member/CFO; Started 01/2012; Approx 15 hr/mo; 2/mo during trading hours; Financial Reporting, No operations or sales. 7. Chicago Capital Investment Group, LLC; Not investment related; 4722 Main Street, Lisle, IL 60532; Management Co for OBA's listed #'s 1, 2 & 8; President/Managing Member; Started 06/2002; Approx 10 hrs/mo; 40/mo during trading hours; Managing two majority-owned RIAs, providing business management for fixed insurance business through American Trust Insurance Group and American Trust Investment Services Advisory, Inc. 8. Chicago Capital Management Advisors, LLC; Investment related; 4722 Main Street, Lisle, IL 60532; SEC RIA; IAR/President/Managing Member; Started 06/2002; Approx 15 hrs/mo; 40/mo during trading hours; Investment Adviser Rep actively managing accounts and acting as CFO. 9. Dowers Grove South Stampede Feeder Program (501(c)3 Corp); Not investment Related; 4722 Main Street, Lisle, IL 60532; Youth travel basketball league; Director/Board Member; Started 04/2026; Approx 15 hrs/mo; 0/mo during trading hours; Does not occur during market hours; Manages basketball program operations. 10. Kando Partners, Inc.; Not investment Related; 4722 Main Street, Lisle, IL 60532; Manages OBA#8's Chicago Branch; Secretary; Started 01/2006; Approx 1 hr/mo; 0/mo during trading hours; Secretary 11. LCM Holdings, Inc.; Not investment Related; 4722 Main Street, Lisle, IL 60532; Financial Services Holding Company; President; Started 11/2001; Approx 1 hr/mo; 0/mo During trading hours; no duties 12. Main St. Professional Building, LLC; Not investment-related; 4722 Main Street, Lisle, IL 60532; Primary office location for affiliated entities; Managing Member; Started 05/2004; Approx 1 hr/mo; 0/mo during trading hours; Does not occur during market hours; Bill paying 13. The Capital Markets Group, Inc.; Not investment Related; 4722 Main Street, Lisle, IL 60532; Professional Employment Organization; President; Started 12/1996; Approx 1 hr/mo; 0/mo during trading hours; Financial responsibilities 14. Upward Foundation, NFP; Not investment-related; 4722 Main Street, Lisle, IL 60532; Charitable Organization (501(c)3); President; Started 12/2013; Approx 1 hr/mo; 0/mo during trading hours; Financial reporting, choosing charities, tax returns, needed proposals

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-05-12
S63 Uniform Securities Agent State Law Examination 1986-03-04
  • S65 Uniform Investment Adviser Law Examination
    1999-05-12
  • S63 Uniform Securities Agent State Law Examination
    1986-03-04
Other Names
  • Michael Robert Grady
  • Michael Robert Grady

View on SEC IAPD

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