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1244 119Th Street, Whiting, IN 46394 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-12 |
| WI | RA | APPROVED | 2023-06-23 |
| IL | RA | APPROVED | 2019-09-16 |
| IN | RA | APPROVED | 2019-09-16 |
Branch Locations
4722 Main Street, Lisle, IL 60532 • United States
1244 119Th Street, Whiting, IN 46394 • United States
4722 Main St., Lisle, IL 60532 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2025-02-04 |
| OH | RA | APPROVED | 2025-01-30 |
| IL | RA | APPROVED | 2025-01-23 |
| FL | RA | APPROVED | 2023-07-31 |
Branch Locations
4722 Main Street, Lisle, IL 60532 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-12-21 |
| FL | RA | APPROVED | 2021-04-06 |
| OR | RA | APPROVED | 2020-11-12 |
| AZ | RA | APPROVED | 2020-10-28 |
| CO | RA | APPROVED | 2020-09-21 |
| CA | RA | APPROVED | 2020-07-24 |
| NC | RA | APPROVED | 2020-07-15 |
| PA | RA | APPROVED | 2020-07-13 |
| WI | RA | APPROVED | 2020-06-08 |
| IN | RA | APPROVED | 2014-08-13 |
| IL | RA | APPROVED | 2003-01-09 |
Branch Locations
4722 Main Street, Lisle, IL 60532 • United States
4722 Main Street, Lisle, IL 60516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| La Salle St. Securities, Inc. | Lisle | IL | 11/1996 | 04/2019 |
| Lasalle St. Capital Markets, Llc | Lisle | IL | 01/1997 | 03/2019 |
| Chicago Capital Management Advisors, Llc | Chicago | IL | 10/2002 | Present |
| E.F. Hutton & Co. Llc | New York | NY | 06/2026 | Present |
| American Trust Investment Services, Inc. | Whiting | IN | 02/2019 | 01/2026 |
| American Trust Investment Services Advisory, Inc | Whiting | IN | 03/2019 | Present |
| Asset Strategies, Inc | Lisle | IL | 07/2023 | Present |
1. American Trust Insurance Group, Inc.; Not investment-related; 4722 Main Street, Lisle, IL 60532, Producing Agency; President/Director; Started 01/2015; Approx 1 hr/mo; 0/mo during trading hours; Primary insurance agent to offer insurance for the affiliated advisory firms and fixed insurance and annuities. 2. American Trust Investment Services Advisory, Inc; Investment Related; 4722 Main Street, Lisle, IL 60532; State Registered RIA; CFO; Started 05/2019; Approx 1 hr/mo; 0/mo during trading hours; Financial reporting, no solicitation, no sales. 3. American Trust Investment Services, Inc.; Investment Related; 4722 Main Street, Lisle, IL 60532; Broker/Dealer; Management Consultant; Started 01/2026; Approx 4 hrs/mo; 0/mo during trading hours; Management consulting 4. Asset Strategies, Inc.; Investment Related; 4722 Main Street, Lisle, IL 60532; State Registered RIA; President/Chairman of the Board/CFO; Started 06/2024; Approx 40 hr/mo; 40/mo during trading hours; Reviews all client and business activities. 5. BT Partners, LLC (f/k/a Ventures Midwest); Not investment-related; 4722 Main Street, Lisle, IL 60532; Holding Co. for sharing season sports tickets; Sole Managing Member; Started 06/2002; Approx 1 hr/mo; 0/mo during trading hours; Managing Member 6. CCIG Acquisition Company, LLC; Not investment-related; 4722 Main Street, Lisle, IL 60532; Financial Services Holding Company; Managing Member/CFO; Started 01/2012; Approx 15 hr/mo; 2/mo during trading hours; Financial Reporting, No operations or sales. 7. Chicago Capital Investment Group, LLC; Not investment related; 4722 Main Street, Lisle, IL 60532; Management Co for OBA's listed #'s 1, 2 & 8; President/Managing Member; Started 06/2002; Approx 10 hrs/mo; 40/mo during trading hours; Managing two majority-owned RIAs, providing business management for fixed insurance business through American Trust Insurance Group and American Trust Investment Services Advisory, Inc. 8. Chicago Capital Management Advisors, LLC; Investment related; 4722 Main Street, Lisle, IL 60532; SEC RIA; IAR/President/Managing Member; Started 06/2002; Approx 15 hrs/mo; 40/mo during trading hours; Investment Adviser Rep actively managing accounts and acting as CFO. 9. Dowers Grove South Stampede Feeder Program (501(c)3 Corp); Not investment Related; 4722 Main Street, Lisle, IL 60532; Youth travel basketball league; Director/Board Member; Started 04/2026; Approx 15 hrs/mo; 0/mo during trading hours; Does not occur during market hours; Manages basketball program operations. 10. Kando Partners, Inc.; Not investment Related; 4722 Main Street, Lisle, IL 60532; Manages OBA#8's Chicago Branch; Secretary; Started 01/2006; Approx 1 hr/mo; 0/mo during trading hours; Secretary 11. LCM Holdings, Inc.; Not investment Related; 4722 Main Street, Lisle, IL 60532; Financial Services Holding Company; President; Started 11/2001; Approx 1 hr/mo; 0/mo During trading hours; no duties 12. Main St. Professional Building, LLC; Not investment-related; 4722 Main Street, Lisle, IL 60532; Primary office location for affiliated entities; Managing Member; Started 05/2004; Approx 1 hr/mo; 0/mo during trading hours; Does not occur during market hours; Bill paying 13. The Capital Markets Group, Inc.; Not investment Related; 4722 Main Street, Lisle, IL 60532; Professional Employment Organization; President; Started 12/1996; Approx 1 hr/mo; 0/mo during trading hours; Financial responsibilities 14. Upward Foundation, NFP; Not investment-related; 4722 Main Street, Lisle, IL 60532; Charitable Organization (501(c)3); President; Started 12/2013; Approx 1 hr/mo; 0/mo during trading hours; Financial reporting, choosing charities, tax returns, needed proposals
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-05-12 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-04 |
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