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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-03-25
PA RA APPROVED 2017-03-25
  • NJ RA
    APPROVED
    Since 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States

Paoli, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Travelers Wayne PA 06/1985 Present
New England Securities Newton Square PA 04/1989 Present
Metlife Securities Inc. Newtown PA 01/2015 Present
Mml Investors Services, Llc Newtown Square PA 03/2017 Present
  • 06/1985 → Present
    The Travelers
    Wayne, PA
  • 04/1989 → Present
    New England Securities
    Newton Square, PA
  • 01/2015 → Present
    Metlife Securities Inc.
    Newtown, PA
  • 03/2017 → Present
    Newtown Square, PA
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2002-06-24 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newton Square, PA
Other Businesses

(1)NAME: PETER ZONINO INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: AGENT START: 04/2013 NO HRS: 8 NO HRS DUR TRADING: 4.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-12-19
  • S63 Uniform Securities Agent State Law Examination
    1985-12-19

View on SEC IAPD

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