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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-08-31 |
| CT | RA | APPROVED | 1993-01-01 |
Branch Locations
612 Wheelers Farms Road 2Nd Floor, Milford, CT 06461 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
08/1/1999 Name: West Side Realty LLC Ansonia Ct Role: Manage a 32 family residential home. Role: Owner Relationship: Owner Hours: 4 Insurance/Investment: No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 1986-03-12 |
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