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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-10-05 |
| CT | RA | APPROVED | 2003-07-28 |
Branch Locations
612 Wheelers Farms Road 2Nd Floor, Milford, CT 06461 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2003 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2003 | Present |
12/31/2001-present, Member, LINO, LLC 368 Derby Ave, Derby, CT 06418, managing property owned by the LLC of which I am the sole member. This was formerly in my name personally and before I owned the building I also assisted my father with its management, 4 hrs/month, $36000 annual compensation, non-investment related; 11/26/2013-present, Liaison, American Field Service, meet with exchange students and their host families, 1 hr/month, $0 compensation; website www.ltmonline.com/botti approved by Equitable for newsletter; Other Outside Insurance Appointments
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-07-26 |
| S63 | Uniform Securities Agent State Law Examination | 2001-03-08 |
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