Beth Anne Botti

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2003 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 06/2003 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

12/31/2001-present, Member, LINO, LLC 368 Derby Ave, Derby, CT 06418, managing property owned by the LLC of which I am the sole member. This was formerly in my name personally and before I owned the building I also assisted my father with its management, 4 hrs/month, $36000 annual compensation, non-investment related; 11/26/2013-present, Liaison, American Field Service, meet with exchange students and their host families, 1 hr/month, $0 compensation; website www.ltmonline.com/botti approved by Equitable for newsletter; Other Outside Insurance Appointments

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-07-26
• S63 Uniform Securities Agent State Law Examination
  2001-03-08

Other Names

• Beth Esposito