Roderick Lavell Gosa

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-02-19
OH	RA	APPROVED	1999-09-18

TX RA
APPROVED_RES

Since 2009-02-19
OH RA
APPROVED

Since 1999-09-18

Branch Locations

7588 Central Parke Blvd Ste 326, Mason, OH 45040-6860 • United States

Mason, OH • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Cincinnati	OH	05/1998	03/2020
Ameriprise Financial Services, Llc	Mason	OH	03/2020	Present

05/1998 → 03/2020

Ameriprise Financial Services, Inc.

Cincinnati, OH
03/2020 → Present

Ameriprise Financial Services, Llc

Mason, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-25
S63	Uniform Securities Agent State Law Examination	1997-07-23

S65 Uniform Investment Adviser Law Examination

1997-07-25
S63 Uniform Securities Agent State Law Examination

1997-07-23

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Exams

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