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6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-17 |
Branch Locations
2201 Waukegan Road Suite 175, Bannockburn, IL 60015 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Asset Management Group Ltd. | Northbrook | IL | 03/1990 | 07/2023 |
| Lasalle St. Securities, L.L.C. | Elmhurst | IL | 07/2006 | 08/2023 |
| Mai Capital Management Llc | Northbrook | IL | 08/2023 | 05/2024 |
| Mai Capital Management, Llc | Bannockburn | IL | 05/2024 | Present |
FIXED INSURANCE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-23 |
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