Douglas Owen Ackerman

Current Employers

Employment History

• 04/2016 → Present
  Kestra Investment Services, Llc.
  Bannockburn, IL
• 04/2016 → Present
  Kestra Advisory Services, Llc.
  Bannockburn, IL

Previous Registrations

• 2002-11-27 → 2003-12-04
  Ernst & Young Investment Advisers Llp
  Chicago, IL

Other Businesses

Name: Disability Resource Group Inv Related: No Address:2625 West Peterson Avenue Chicago IL 60659 Nature of Bus: I submit my disability business thru this group. Start Date: 4/20/2000 Hours per month: 0%-10% (0 -16 hours) Hours per month during trading hours:0%-10% (0-14 hours) Duties: Disability insurance for clients Name: Key Financial Group Investment Related: No Address:1811 High Grove Ln, Suite 275 Naperville IL 60540 Nature of Bus: write individual health insurance. Start Date: 4/20/2000 Hours per month: 0%-10% (0-16 hours) Hours per month during trading hours:0%-10% (0-14 hours) Duties: Pass clients needing health coverage. Name: Windsor Insurance Inv Related: No Address:21820 Burbank Blvd Ste 100 South Woodland Hills CA 91367 Nature of Bus: Insurance Position, Title or Relationship: Broker. Start Date: 5/1/2015 Hours per month: 0%-10% (0-16 hours) Hours per month during trading hours:0%-10% (0-14 hours) Duties: term insurance for clients . Name: Kestra Advisory Services, LLC Inv Related: Yes Address: 5707 SW Pkwy Bld 2, Ste 400 Austin TX 78735 Nature of Bus: Inv Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours:Up to 100%(0 to 160 hours) Duties: IA services Name: LaSalle Benefits Inv Related: No Address:40 Skokie Blvd; Suite 240 Northbrook IL 60062 Nature of Bus: Insurance Position, Title or Relationship: Broker rep Start Date:12/1/2017 Hours per month:0%-10% (0-16 hours) Hours per month during trading hours:0%-10% (0-14 hours) Duties: Referring health insurance clients. Name: Associated Insurance and Risk Mgmt Advisors Inv Related:No Address:1701 Golf Road Suite 3-700 Rolling Meadows IL 60008 Nature of Bus: Insurance Position, Title or Relationship: broker Start Date: 7/13/2020 Hours per month:0%-10% (0-16 hours)Hours per month during trading hours:0%-10% (0-14 hours) Duties: Use home/auto/commercial insurance thru this firm going forward. Name: Bensman Wealth Management Inv Related: Yes Address:2333 Waukegan Road, Suite 275 Bannockburn IL 60015 Nature of Bus:RR Activities through Kestra Investment Services, LLC using a DBA name; Ins Position, Title or Relationship: None Start Date:12/31/2020 Hours per month:100%+ (More than 160 hours) Hours per month during trading hours:91%-100% (127-140 hours) Duties: Wealth advisory and inv services. Name: BCU RISK ADVISORS POS: None NATURE :Insurance INV RELATED: Yes # OF HOURS:1 SECURITIES TRADING HOURS:1 START DATE:10/04/2021 ADDRESS:230 W. Monroe Street, Ste 2525,Chicago IL 60606,USA DESC: They are a Personal Lines broker that can do home and auto ins for an occasional client. Name: KARCHMAR LIFE INSURANCE AND LEGACY PLANNING INCPOS :None NATURE: Insurance INV RELATED: No # OF HOURS:2 SECURITIES TRADING HOURS:1 START DATE:10/04/2021 ADDRESS:666 Dundee Road, Suite 1901, Northbrook IL 60062, USADESC: Pass through clients for underwriting. Name: WARREN POS: help with design on a goodwill basis. NATURE: Financial planning/investing app geared toward 20-35 year old's. INV RELATED: Yes # OF HOURS:10 SECURITIES TRADING HOURS:0 START DATE:10/01/2021 ADDRESS:771 Sheridan Road, Winnetka IL 60093,USA DESC: App design Ex: financial planning, timeframe and risk tolerance. Name: BASECAMP FINANCIAL GROUP LTD POSITION: Principal NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes #OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/01/2026 ADDRESS: 2333 Waukegan Road; Ste 275, Bannockburn IL 60015, United States DESCRIPTION: Same duties as Bensman, rebranding Name: STENSLAND FINANCIAL GROUP POSITION: None NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/02/2026 ADDRESS: 340 Beechwood Court, Wheaton IL 60189, United States DESCRIPTION: See above future annuity prospects.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-21
• S63 Uniform Securities Agent State Law Examination
  1992-06-05

Designations