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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-10-09 |
| MI | RA | APPROVED | 2012-03-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | St. Joseph | MI | 03/2012 | Present |
1. C&T FAMILY PROPERTIES, LLC; 4224 HIDDEN PATH SAINT JOSEPH MI 49085; REAL ESTATE; OWNER; AFFILIATION STARTED 02/17/2015; 10 HOURS PER YEAR; NOT DURING TRADING SECURITIES TRADING HOURS. 2. Free Time, LLC; Saint Joseph MI 49085; Managing Partner - Private Plane ownership; 02/19/2014; 25.00 Hour(s) Per Year - not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-29 |
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