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Sara Lynn Scalisi

Wells Fargo Clearing Services, LLC

Beverly, MA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-02-17
  • TX RA
    APPROVED
    Since 2022-02-17

Branch Locations

138 Conant St 4Th Fl, Beverly, MA 01915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Middleton MA 06/2009 01/2022
Wells Fargo Clearing Services, Llc Beverly MA 01/2022 Present
Previous Registrations
  • 2020-05-13 → 2021-10-13
    Morgan Stanley
    Middleton, MA
    Bangor, ME
    Danvers, MA
Other Businesses

NOTARY PUBLIC, NOT INV RELATED, STATE OF MASSACHUSETTS, START 11/9/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, NOTARIZE DOCUMENTS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-10-15
  • S63 Uniform Securities Agent State Law Examination
    1987-10-15
Other Names
  • Sara Weinstein
  • Sara L Yates
  • Sara Lynn Weinstein
  • Sara Lynn Yates
  • Sara Lynn Scalisi
  • Sara L Scalisi

View on SEC IAPD

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Other Offices

EASTERLY INVESTMENT PARTNERS LLC · BEVERLY, MA
IPSWICH INVESTMENT MANAGEMENT COMPANY, INC · BEVERLY, MA
BROOKWOOD ADVISORS, LLC · BEVERLY, MA
US ADVISORY GROUP · BEVERLY, MA
MARIPAU WEALTH MANAGEMENT LLC · Danvers, MA
COMMONWEALTH FINANCIAL NETWORK · Danvers, MA
MARIPAU WEALTH MANAGEMENT LLC · Danvers, MA
TD PRIVATE CLIENT WEALTH LLC · Beverly, MA

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