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138 Conant Street Suite 100, Beverly, MA 01915 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2025-03-26 |
| MA | RA | APPROVED | 2025-03-25 |
| NY | RA | APPROVED | 2025-03-25 |
Branch Locations
138 Conant Street Suite 100, Beverly, MA 01915 • United States
Falmouth, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manulife Asset Management (U.S.), Llc | Boston | MA | 12/2007 | 07/2024 |
| John Hancock Asset Management | Boston | MA | 07/2009 | 07/2024 |
| John Hancock Funds Llc | Boston | MA | 05/2018 | 07/2024 |
| John Hancock Advisers, Llc | Boston | MA | 11/2018 | 07/2024 |
| Easterly Securities Llc & Easterly Asset Management Lp | Beverly | MA | 02/2025 | Present |
| Unemployed | Falmouth | MA | 07/2024 | 02/2025 |
Easterly Investment Partners LLC - Investment related; Registered Investment Adviser 138 Conant St., Beverly, MA 01915 S.V.P. of Sales, Northeast 2/10/25 Average 160 hours/month, all during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-10-30 |
| S65 | Uniform Investment Adviser Law Examination | 1994-06-10 |
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