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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-11 |
| NC | RA | APPROVED | 2020-04-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | NC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | NC | 11/2016 | 03/2020 |
| Wells Fargo Advisors Financial Network, Llc | Greenville | NC | 03/2020 | Present |
BUIE WEALTH MANAGEMENT GROUP; INVT RELATED; GREENVILLE,NC; 100% OWNERSHIP; START DATE 03/6/2020; 200 HRS PER MONTH; 6.5 HRS DURING TRADING; OWNER OF FINET PRACTICE.; CO-TRUSTEE FOR BUIE WEALTH MANAGEMENT GROUP, INC. 401K, INV RELATED, GREENVILLE, NC, START: 1/8/2021, LESS THAN 1 HR/MONTH, 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-09-11 |
| S65 | Uniform Investment Adviser Law Examination | 1994-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-04 |
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