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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2008-03-11
  • CT RA
    APPROVED
    Since 2008-03-11

Branch Locations

190 Summer Street, Bristol, CT 06010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 12/2007 Present
Federal Hill Financial ,Lc Bristol CT 12/2007 Present
Other Businesses

1. Fixed Insurance Sales, Approximately less than 5% time spent, as of 11/12/2007; conducted at branch; investment related. 2. Board Member, Canton Public Library, Located at 40 Dyer Ave, Canton, CT 06019, as of 09/12/2018; Approximately 0% time spent during securities trading hours per month; Not Conducted at branch location; Not Investment related. 3. Co-owner with Federal Hill Financial, LLC; Located at 190 Summer Street, Bristol, CT 06010, as of 12/20/2024; 100% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-28
S63 Uniform Securities Agent State Law Examination 1991-08-13
  • S66 Uniform Combined State Law Examination
    2008-02-28
  • S63 Uniform Securities Agent State Law Examination
    1991-08-13
Other Names
  • Karol Kay Maikowski
  • Karol Kay Noble
  • Karol Nobel Mcallister
  • Karol Kay Noble

View on SEC IAPD

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