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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2008-03-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 12/2007 | Present |
| Federal Hill Financial ,Lc | Bristol | CT | 12/2007 | Present |
1. Fixed Insurance Sales, Approximately less than 5% time spent, as of 11/12/2007; conducted at branch; investment related. 2. Board Member, Canton Public Library, Located at 40 Dyer Ave, Canton, CT 06019, as of 09/12/2018; Approximately 0% time spent during securities trading hours per month; Not Conducted at branch location; Not Investment related. 3. Co-owner with Federal Hill Financial, LLC; Located at 190 Summer Street, Bristol, CT 06010, as of 12/20/2024; 100% of time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 1991-08-13 |
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