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Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2014-03-31
  • MA RA
    APPROVED
    Since 2014-03-31

Branch Locations

500 Main Street, Wakefield, MA 01880 • United States

492 Main Street, Melrose, MA 02176 • United States

125 Main Street, Salem, NH 03079 • United States

7 Church Street, Winchester, MA 01890 • United States

35 Leonard Street, Belmont, MA 02478 • United States

228 Main Street, Reading, MA 01867 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 03/2014 Present
Santander Securities, Llc Boston MA 03/2014 11/2022
Santander Securities, Llc Dorchester MA 11/2022 Present
Previous Registrations
  • 2006-10-19 → 2014-03-17
    Stoneham, MA
    Winchester, MA
    Peabody, MA
    Tewksbury, MA
    Wilmington, MA
    Lawrence, MA
    Beverly, MA
    Beverly, MA
    Woburn, MA
    Woburn, MA
    Winchester, MA
    Woburn, MA
    Woburn, MA
    Reading, MA
    Manchester, NH
    North Reading, MA
    Winchester, MA
    Woburn, MA
    Stoneham, MA
  • 2004-10-20 → 2006-10-17
    Banc Of America Investment Services, Inc.
    Boston, MA
    Boston, MA
    Boston, MA
  • 2003-07-22 → 2004-10-20
    Quick & Reilly, Inc.
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-04-14
S63 Uniform Securities Agent State Law Examination 1985-10-01
  • S65 Uniform Investment Adviser Law Examination
    2003-04-14
  • S63 Uniform Securities Agent State Law Examination
    1985-10-01

View on SEC IAPD

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