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James Michael Goehl

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Woodstock, IL

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-07-02
TX RA APPROVED 2018-05-25
  • IL RA
    APPROVED
    Since 2018-07-02
  • TX RA
    APPROVED
    Since 2018-05-25

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

11621 Catalpa Lane, Woodstock, IL 60098 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Woodstock IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Woodstock IL 11/2016 05/2018
Benjamin F. Edwards & Co. Woodstock IL 05/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Woodstock, IL
  • 11/2016 → 05/2018
    Wells Fargo Clearing Services, Llc
    Woodstock, IL
  • 05/2018 → Present
    Benjamin F. Edwards & Co.
    Woodstock, IL
Previous Registrations
  • 2008-01-01 → 2018-05-30
    Wells Fargo Clearing Services, Llc
    Woodstock, IL
  • 2001-02-01 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Woodstock, IL
    Woodstock, IL
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-22
  • S63 Uniform Securities Agent State Law Examination
    1987-01-22

View on SEC IAPD

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