George Michael Russell

Employer firm

A.g.p. / Alliance Global Partners CRD 8361

$2.30B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 01/2017
  National Securities Corp
  Paramus, NY
• 04/2012 → 01/2017
  National Asset Management, Inc.
  Paramus, NJ
• 01/2017 → 11/2023
  Aegis Capital Corp
  Paramus, NJ
• 11/2023 → Present
  Alliance Global Partners
  Rochelle Park, NJ

Previous Registrations

• 2017-01-26 → 2023-12-22
  Aegis Capital Corp.
  New York, NY
  Rochelle Park, NJ
• 2012-04-14 → 2017-02-17
  B. Riley Wealth Advisors, Inc.
  Paramus, NJ
• 2008-09-05 → 2012-04-11
  Osaic Fs, Inc.
  Paramus, NJ
• 2005-08-22 → 2008-10-03
  Cetera Wealth Services, Llc
  Paramus, NJ
  Paramus, NJ
• 2005-01-24 → 2005-08-24
  First Montauk Securities Corp.
  Paramus, NJ
• 2003-07-01 → 2005-01-24
  Wells Fargo Clearing Services, Llc
  Paramus, NJ
• 2002-06-20 → 2003-07-01
  Prudential Equity Group, Llc
  Paramus, NJ

Other Businesses

1)NAME AND ADDRESS: GEORGE M RUSSELL, 18 HENRY AVENUE, PARK RIDGE, NEW JERSEY 07656 CATEGORY: TAX PREPARATION INVESTMENT-RELATED: NO TITLE: SOLE PROPRIETOR DUTIES: PREPARE TAX RETURNS. START DATE: 1/1/1998 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 0 2)KS CAPITAL MANAGEMENT INC,INVESTMENT RELATED,365 W. PASSAIC ST STE. 275 ROCHELLE PARK, NJ 07662, DBA THRU AEGIS CAPITAL CORP, INVESTMENT,REGISTERED REP,START DATE 04/2012,40-50 HOURS/MONTH DURING TRADING HOURS, MANAGE CLIENT'S ACCOUNTS

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-20
• S63 Uniform Securities Agent State Law Examination
  1986-01-03

Designations

• Chartered Financial Consultant