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Charles Edward Falco

Limerick Financial Group, LLC

Limerick, PA

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Current Employers
Limerick Financial Group, Llc

675 North Lewis Road, Limerick, PA 19468 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2006-08-16
  • PA RA
    APPROVED
    Since 2006-08-16

Branch Locations

675 North Lewis Road, Limerick, PA 19468 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Falco And Associates, Inc. Limerick PA 01/1987 06/2021
Limerick Financial Group, Llc Limerick PA 03/2006 Present
Previous Registrations
  • 2006-02-02 → 2006-10-10
    Fsc Securities Corporation
    Limerick, PA
    Limerick, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-01-27
S63 Uniform Securities Agent State Law Examination 1986-07-24
  • S65 Uniform Investment Adviser Law Examination
    2006-01-27
  • S63 Uniform Securities Agent State Law Examination
    1986-07-24
Other Names
  • Chuck Falco
  • Charles Edward Falco

View on SEC IAPD

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Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · LIMERICK, PA
AMERIPRISE FINANCIAL SERVICES, LLC · Limerick, PA
KEY INVESTMENT SERVICES LLC · LIMERICK, PA
EDWARD JONES · Limerick, PA
J.P. MORGAN SECURITIES LLC · Royersford, PA
RBC ROCHDALE, LLC · Limerick, PA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROYERSFORD, PA
LPL FINANCIAL LLC · ROYERSFORD, PA

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