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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-07-23
PA RA APPROVED 2005-08-15
  • TX RA
    APPROVED_RES
    Since 2020-07-23
  • PA RA
    APPROVED
    Since 2005-08-15

Branch Locations

168 West Ridge Pike Ste 202, Limerick, PA 19468-1774 • United States

1717 Langhorne Newtown Rd Ste 125, Langhorne, PA 19047-1085 • United States

Pottstown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Limerick PA 04/2005 03/2020
Ameriprise Financial Services, Llc Limerick PA 03/2020 Present
Other Businesses

Business Ownership; Hillside Maple LLC; Management of commercial real property; Real Estate Holding Company; 168 W Ridge Pike Suite 202, , Limerick, PA, 19468; Investment-Related; 05/10/2021; 1 to 9 hours per month; 0 during trading hours / Aspen Crest Development, LLC; Owner; Manage Ameriprise Business; 168 W Ridge Pike, Suite 202, Limerick, PA, 19468; Investment-Related; 07/01/2026; 40 to 59 hours per month; 20 to 39 during trading hours. Outside Employment; Aspen Crest Development, LLC; Owner; Manage advisory business; 168 W Ridge Pike, Suite 202, Limerick, PA, 19468; Investment-Related; 07/01/2026; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-12
  • S66 Uniform Combined State Law Examination
    2005-08-12

View on SEC IAPD

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