Steven Herweyer

Current Employers

Employment History

• 08/2008 → 11/2017
  Med America Inc.
  Emoryville, CA
• 01/2010 → 11/2019
  H. Beck, Inc
  Rockville, MD
• 11/2019 → Present
  Lpl Financial Llc
  Schenectady, NY

Previous Registrations

• 2010-05-06 → 2019-12-26
  Grove Point Investments, Llc
  Schenectady, NY
  Worthington, OH
  Albany, NY

Other Businesses

1) 11/26/19- Herweyer Financial-DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business Location(s) - start date 11/2019- 100% 2) 11/26/19- Real Estate Rental- co-owner- Inv. Related- start date 10/03/1996- Waterford & Schenectady, NY- 3 hrs/mth 3) 2/12/2020 - Herweyer Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 02/04/2020 - 40 Hours Per Month/30 Hours During Securities Trading - Life, disability, LTC, medicare, fixed annuities, accident/critical illness. 4) 05/16/2022 - No Business Name - Investment Related - Various Locations - Other-Speaker - Start Date: 05/10/2022 - 4 Hours Per Month/2 Hours During Securities Trading. 5) 12/8/2022 - Herweyer Financial 401(k) - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Trustee - Start Date - 06/11/2021 - 1 Hours Per Month/1 Hours During Securities Trading 6) 02/24/2026 - Sub Nuclear Tax Planning LLC - Business Owner - Investment Related - At Reported Business Location(s) - Start Date 03/16/2026 - 33 hours per month/ 24 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-04-15
• S63 Uniform Securities Agent State Law Examination
  2006-10-27

Designations

Other Names

• Steven Elliott Herweyer