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Ryan Kelley

Ubs Financial Services Inc.

Phoenix, AZ

Weehawken, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-15
  • TX RA
    APPROVED
    Since 2023-03-15

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Phoenix AZ 09/2007 05/2017
Usaa Investment Management Company Phoenix AZ 01/2013 05/2017
Usaa Life Insurance Company Phoenix AZ 01/2013 05/2017
Charles Schwab & Co., Inc. Phoenix AZ 06/2017 12/2020
Morgan Stanley Gilbert AZ 12/2020 02/2023
Ubs Financial Services Inc. Phoenix AZ 02/2023 Present
  • 09/2007 → 05/2017
    Usaa Financial Advisors Inc
    Phoenix, AZ
  • 01/2013 → 05/2017
    Usaa Investment Management Company
    Phoenix, AZ
  • 01/2013 → 05/2017
    Usaa Life Insurance Company
    Phoenix, AZ
  • 06/2017 → 12/2020
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 12/2020 → 02/2023
    Morgan Stanley
    Gilbert, AZ
  • 02/2023 → Present
    Ubs Financial Services Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-28
S63 Uniform Securities Agent State Law Examination 2006-10-20
  • S66 Uniform Combined State Law Examination
    2010-12-28
  • S63 Uniform Securities Agent State Law Examination
    2006-10-20
Other Names
  • Ryan Christopher Kelley
  • Ryan C Kelley

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED
MARINER

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ
SMEAD CAPITAL MANAGEMENT, INC. · PHOENIX, AZ

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