David Jonathan Rootes

Current Employers

Employment History

• 05/1993 → Present
  Self Employed
  Los Angeles, CA
• 03/1997 → Present
  Rnh Inversiones, S.A. De C.V.
  Mexico City
• 01/2001 → 06/2019
  Moctezuma Bebidas, S.A. De C.V.
  Mexicali Bcn
• 07/2012 → Present
  Laurel Wealth Advisors
  Solana Beach, CA
• 10/2015 → 09/2018
  El Centro Regional Medical Center
  El Centro, CA
• 02/2023 → Present
  Integrated Wealth Concepts, Llc
  Waltham, MA

Previous Registrations

• 2021-01-31 → 2023-03-31
  Laurel Wealth Advisors, Inc.
  San Diego, CA
  Solana Beach, CA
• 2012-09-17 → 2020-12-31
  Laurel Wealth Advisors, Inc.
  Thomas Agua Caliente Tijuane B.C.N.
  Solana Beach, CA

Other Businesses

1. Name of Outside Business or Organization: Jonathan's Designs, LLC Address: 600 B3, Suite 2050, San Diego, CA 92101 Title: Owner Description of Outside Business or Organization: Furniture manufacturing & design company Description of Duties or Responsibilities: Owner, Designer Start Date: 08/2017 Hours Devoted to OBA Monthly: 0 during trading hrs. / < 5 hrs. during non-trading hrs. 2. Name of Outside Business or Organization: RNH Inversiones, S.A. DE C.V., Mexico City, D.F., Mexico Address: General Mariano Escobedo 476, Colonia Anzures, 11590 Ciudad de México, Mexico Title: Member of the Board of Directors Description of Outside Business or Organization: Real Estate Holdings Firm Description of Duties or Responsibilities: Supervision of firm management Start Date: 2005 Hours Devoted to OBA Monthly: 0 during trading hrs. / < 8 hrs. during non-trading hrs. 3. 02/01/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: LAUREL WEALTH ADVISORS - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 02/01/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-09-14