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Current Employers
Mid-American Wealth Advisory Group

7505 Nw Tiffany Springs Parkway 4Th Floor, Kansas City, MO 64153 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-04-05
MO RA APPROVED 2021-03-31
  • KS RA
    APPROVED
    Since 2021-04-05
  • MO RA
    APPROVED
    Since 2021-03-31

Branch Locations

7505 Nw Tiffany Springs Parkway 4Th Floor, Kansas City, MO 64153 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid-American Tax Advisory Group Weston MO 01/1991 07/2018
Sound Income Strategies, Llc Kansas City MO 03/2015 06/2021
Mid-American Wealth Advisory Group Inc. Kansas City MO 06/2019 Present
Mid-American Wealth Advisory Group Inc. Kansas City MO 07/2018 Present
  • 01/1991 → 07/2018
    Mid-American Tax Advisory Group
    Weston, MO
  • 03/2015 → 06/2021
    Kansas City, MO
  • 06/2019 → Present
    Mid-American Wealth Advisory Group Inc.
    Kansas City, MO
  • 07/2018 → Present
    Mid-American Wealth Advisory Group Inc.
    Kansas City, MO
Previous Registrations
  • 2015-04-16 → 2021-06-01
    Overland Park, KS
    Kansas City, MO
    Kansas City, MO
    Fort Lauderdale, FL
    Topeka, KS
    Overland, KS
  • 2010-01-04 → 2015-11-16
    Investors Capital Corp.
    Lynnfield, MA
    Kansas City, MO
    Tustin, CA
    Weston, MO
    Lynnfield, MA
  • 2005-01-12 → 2009-12-31
    Investors Capital Corp.
    Tustin, CA
    Weston, MO
    Weston, MO
    Lynnfield, MA
    Weston, MO
    Tulsa, OK
  • 1998-07-06 → 2004-12-31
    Eastern Point Advisors Inc.
    Weston, MO
Other Businesses

1. PRESIDENT OF MID-AMERICAN WEALTH ADVISORY GROUP, WHICH OFFERS INSURANCE AND ANNUITY SALES AND TAX PREPARATION. ALSO AN INDEPENDENT INSURANCE AGENT CONDUCTING SALES OF FIXED, INDEXED AND LIFE INSURANCE, 40 hours per month/during trading hours. 2. MID-AMERICAN FARMS, LLC- Weston, MO, OWNER OF SHARE CROPPING COMPANY. NON - INVESTMENT RELATED, approximately 10 hours per month, zero hours during trading hours. 3. Cocoa Business Development, LLC, Owner, not investment related, Weston MO, marketing , approximately 20 hours per month, zero hours during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-03-30
S63 Uniform Securities Agent State Law Examination 1985-08-05
  • S65 Uniform Investment Adviser Law Examination
    2021-03-30
  • S63 Uniform Securities Agent State Law Examination
    1985-08-05

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