Kenneth H South

Current Employers

Employment History

• 03/2006 → 08/2021
  Oppenheimer & Co. Inc.
  Newport Beach, CA
• 08/2021 → Present
  Lpl Financial, Llc
  Newport Beach, CA

Previous Registrations

• 2006-03-20 → 2021-09-02
  Oppenheimer & Co. Inc.
  Newport Beach, CA
• 1997-07-08 → 2006-03-17
  Citigroup Global Markets Inc.
  Newport Beach, CA
  Newport Beach, CA

Other Businesses

1) 08/2021 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TOWER 68 FINANCIAL ADVISORS - INVESTMENT RELATED - At Reported Business Location(s) - Start date 08/2021 2) 08/2021 - ACT IN A FIDUCIARY CAPACITY - KENNETH AND AMY SOUTH LIVING TRUST - NOT INVESTMENT RELATED - Home Based - Start date 09/21/2001 3) 08/2021 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - SOUTH GROUP - Not INVESTMENT RELATED - At Reported Business Location(s) - start date 08/2021 4) 08/2021 - REAL ESTATE RENTAL - KENNETH SOUTH - 106: Newport Beach, CA - INVESTMENT RELATED 5) 08/2021 - REAL ESTATE RENTAL - KENNETH SOUTH - Costa Mesa, CA - INVESTMENT RELATED 6) 08/2021 - REAL ESTATE RENTAL - KENNETH SOUTH - 6807: Newport Beach, CA - INVESTMENT RELATED 7) 05/15/2023 - S&K Ministries - Investment Related - Huntington Beach, CA - Real Estate Rental - Start Date 04/14/2022 - 10 Hours Per Month/0 Hours During Securities Trading 8) 09/18/2023 - Real Estate Rental - Office Building - Investment Related - Newport Beach, CA - Start Date 09/01/2023 - 2 Hours Per Month/0 Hours During Trading 9) 12/01/2025 - 7 Ensenada LLC - Real Estate Rental - La Quinta, CA - Inv Rel - Start date 07/28/2025 - 2hrs/month/ 0 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-30
• S63 Uniform Securities Agent State Law Examination
  1985-08-05