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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| IL | RA | APPROVED | 2016-04-19 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
570 Lake Cook Rd. Suite 115, Deerfield, IL 60015 • United States
Libertyville, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Investment Services, Llc | Lake Forrest | IL | 09/2007 | Present |
| Kestra Advisory Services, Llc | Lake Forrest | IL | 04/2016 | Present |
Name: Trustee for Parents Trusts Investment Related: No Address: 989 S. Ridge Rd. Lake Forest IL 60045 Nature of Business: Other Other/None of the Above Trustee for Parents trust Position, Title or Relationship: Other,Trustee Start Date: 1/5/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Trustee for Parents trust Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: BENEFIT PLANNING SERVICES NFP CORPORATE SERVICES O POSITION: Senior Vice President NATURE: Insurance INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 132 START DATE: 10/01/2014 ADDRESS: 570 Lake Cook Rd, STE 115, Deerfield IL 60015, United States DESCRIPTION: sales
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-09 |
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