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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-01-13 |
Branch Locations
4079 De Zavala Road, San Antonio, TX 78249 • United States
3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | San Antonio | TX | 07/2009 | 05/2019 |
| Independent Financial Partners | San Antonio | TX | 04/2012 | Present |
| Ifp Securities, Llc | Fredericksburg | TX | 05/2019 | Present |
(1) 06/23/2009: Business Name - DBA - PARTNERS WEALTH MANAGEMENT - INV REL - At Reported Business Location(s) 4079 De Zavala Road, San Antonio, TX 78249 (2) 8/12/2010: - NON-VARIABLE INSURANCE - INV REL - 503 W. Ufer Street, Fredericksburg, TX 78624 - SOLICIT TRADITIONAL FIXED INSURANCE BUSINESS GENERALLY PROCESSED THROUGH BROKERS. I HAVE NO EMPLOYEES. - TIME SPENT 4 hrs/mo, 4hrs/mo during trading hours. (3) 12/6/2016:Canoe Barn and Kayak Barn- Bed & Breakfast in my home - Investment Related - 503 W Ufer St, Fredericksburg, TX 78624 - Real Estate Rental - Started 06/18/2016 - 29 Hours Per Month/10 Hours During Securities Trading. (4) Friends of Enchanted Rock; Non Profit 501(c)(3); Not investment related; PO Box 2024, Fredericksburg, TX 78624; Board Member/President of the Board; Supports the Enchanted Rock State Natural Area; Start 1/15/15; 10 hrs/mo, 6 hrs/mo during trading. (5) Kairos Prison Ministry International, Inc; Non Profit 501(c)(3); Not investment related; 100 DeBary Road, Debary, FL 32713; Volunteer; Member of a prison ministry team, serve as the secretary for the team, keep minutes of Advisory Council, meetings and communications with members of the team; Start 10/2/2000; 10 hr/mo, 1 hr/mo during trading. (6) Christian Job Corps of Gillespie County; Non Profit 501(c)(3); Not Investment related; PO Box 2372, Fredericksburg, TX 78624; Board Member; Provide training for people to increase their employability and income in a Christian context; Start 10/2/15; 2 hrs/mo, 0 during trading. (7) Hill County Historical Foundation, Inc. Not Investment Related - Foundation providing financial support for historical programs. PO Box 2024, Fredericksburg, TX 78624, Board Member - Secretary and Treasurer, 4 hrs/mo, 4 hrs/mo during trading hours start 4/13/2000
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-02-15 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-26 |
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