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Current Employers
Independent Financial Partners

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-01-13
  • TX RA
    APPROVED
    Since 2012-01-13

Branch Locations

4079 De Zavala Road, San Antonio, TX 78249 • United States

3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc San Antonio TX 07/2009 05/2019
Independent Financial Partners San Antonio TX 04/2012 Present
Ifp Securities, Llc Fredericksburg TX 05/2019 Present
Previous Registrations
  • 2009-07-01 → 2013-03-27
    Shavano Park, TX
    San Antonio, TX
    San Antonio, TX
    Fredericksburg, TX
  • 1992-08-03 → 2009-07-07
    Msi Financial Services, Inc.
    Addison, TX
    Fredericksburg, TX
    Fredericksburg, TX
    Dallas, TX
    San Antonio, TX
    Frederickburg, TX
Other Businesses

(1) 06/23/2009: Business Name - DBA - PARTNERS WEALTH MANAGEMENT - INV REL - At Reported Business Location(s) 4079 De Zavala Road, San Antonio, TX 78249 (2) 8/12/2010: - NON-VARIABLE INSURANCE - INV REL - 503 W. Ufer Street, Fredericksburg, TX 78624 - SOLICIT TRADITIONAL FIXED INSURANCE BUSINESS GENERALLY PROCESSED THROUGH BROKERS. I HAVE NO EMPLOYEES. - TIME SPENT 4 hrs/mo, 4hrs/mo during trading hours. (3) 12/6/2016:Canoe Barn and Kayak Barn- Bed & Breakfast in my home - Investment Related - 503 W Ufer St, Fredericksburg, TX 78624 - Real Estate Rental - Started 06/18/2016 - 29 Hours Per Month/10 Hours During Securities Trading. (4) Friends of Enchanted Rock; Non Profit 501(c)(3); Not investment related; PO Box 2024, Fredericksburg, TX 78624; Board Member/President of the Board; Supports the Enchanted Rock State Natural Area; Start 1/15/15; 10 hrs/mo, 6 hrs/mo during trading. (5) Kairos Prison Ministry International, Inc; Non Profit 501(c)(3); Not investment related; 100 DeBary Road, Debary, FL 32713; Volunteer; Member of a prison ministry team, serve as the secretary for the team, keep minutes of Advisory Council, meetings and communications with members of the team; Start 10/2/2000; 10 hr/mo, 1 hr/mo during trading. (6) Christian Job Corps of Gillespie County; Non Profit 501(c)(3); Not Investment related; PO Box 2372, Fredericksburg, TX 78624; Board Member; Provide training for people to increase their employability and income in a Christian context; Start 10/2/15; 2 hrs/mo, 0 during trading. (7) Hill County Historical Foundation, Inc. Not Investment Related - Foundation providing financial support for historical programs. PO Box 2024, Fredericksburg, TX 78624, Board Member - Secretary and Treasurer, 4 hrs/mo, 4 hrs/mo during trading hours start 4/13/2000

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-02-15
S63 Uniform Securities Agent State Law Examination 1985-08-26
  • S65 Uniform Investment Adviser Law Examination
    2001-02-15
  • S63 Uniform Securities Agent State Law Examination
    1985-08-26

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