Eric Jon Fudala

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 05/2011 → Present
  Bank Of America, N.A.
  Chicago, IL

Previous Registrations

• 2008-10-24 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Chicago, IL
  Chicago, IL
• 2001-10-15 → 2008-10-24
  Lasalle Financial Services, Inc.
  Chicago, IL
  Chicago, IL
  Chicago, IL

Other Businesses

I*1070249 For profit or not for profit: Charitable Name of outside business organization: Chicago Dental Society Foundation Investment related: No Address of business: Chicago, IL Nature of business: ["Charitable Organization"]Position, title, association: ["Committee"], [["Other"]]Start date of relationship: 11/21/2022Number of hours devoted: 4 hours Monthly Number of hours devoted during trading hours: 0Duties: , Purpose of this entity is as a non profit (501(c)(3))to raise awareness and funds to serve the poor and underprivileged with their dental needs. My role will be to sit on the Development Committee which is in charge of planning events to raise money for the dental clinic that performs these services in Wheaton IL. I*4649269 Entity Type: Entity For Profit Name of OBA: Marco Mobile Marine, LLC Address: Naples, Florida, 34114 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/01/2026 Number of Hours: 5, Weekly Number of Hours during trading: 2, Weekly Duties: Replacing BHF of Florida LLC that was approved over a year ago. Upon attorney suggestion instead of applying for a DBA under BHF of Florida LLC it is less expensive and quicker to dissolve the old company and replace it with Marco Mobile Marine LLC. Purpose is to provide mobile marine repair service near my home in FL Owner and setting the vision and direction of company to be implemented by future employees.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-03-22
• S65 Uniform Investment Adviser Law Examination
  2001-07-25