Craig Edward Sullivan

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Pasadena, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Pasadena, CA

Previous Registrations

• 2001-03-01 → 2003-07-01
  Prudential Equity Group, Llc
  Newport Beach, CA

Other Businesses

GRANTS WISHES INC, INV RELATED, IRVINE, CA, CFO, START 2/1/2005, 20 HOURS PER MONTH, ZERO DURING TRADING, GIVES GIFTS TO CHILDREN WITH CANCER. RENTAL PROPERTY, INV RELATED, ANAHEIM HILLS, CA, 100% OWNERSHIP, START 4/1/2018, 1 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD.

Exams

• S63 Uniform Securities Agent State Law Examination
  2001-09-06
• S65 Uniform Investment Adviser Law Examination
  1998-02-17