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Christopher Lee Holloway

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mystic, CT

Old Lyme, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 1998-11-20
CT RA APPROVED 1993-03-19
  • TX RA
    APPROVED_RES
    Since 1998-11-20
  • CT RA
    APPROVED
    Since 1993-03-19

Branch Locations

27 Coogan Blvd, Mystic, CT 06355 • United States

Old Lyme, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New London CT 02/1993 Present
Bank Of America,Na New London CT 09/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-08-30
S63 Uniform Securities Agent State Law Examination 1993-04-30
  • S65 Uniform Investment Adviser Law Examination
    1996-08-30
  • S63 Uniform Securities Agent State Law Examination
    1993-04-30
Other Names
  • Chris Holloway

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
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