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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-28
WA RA APPROVED 2025-03-28
  • TX RA
    APPROVED
    Since 2025-03-28
  • WA RA
    APPROVED
    Since 2025-03-28

Branch Locations

501North Riverpoint Blvd Suite 245, Spokane, WA 99202 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co Spokane WA 01/2015 03/2025
Raymond James & Associates Inc. Seattle WA 03/2025 Present
Previous Registrations
  • 2015-01-30 → 2025-04-05
    Spokane, WA
    Liberty Lake, WA
    Liberty Lake, WA
  • 2011-01-03 → 2015-02-03
    Coeur D'ALene, ID
    Coeur D Alene, ID
    Coeur D Alene, ID
    Coeur D'ALene, ID
    Spokane, WA
    Kellogg, ID
    Wallace, ID
    Coeur D Alene, ID
    Saint Maries, ID
    Boise, ID
    Saint Maries, ID
    Priest River, ID
  • 2009-08-28 → 2011-01-03
    Wells Fargo Investments, Llc
    Coeur D'ALene, ID
    Coeur D'ALene, ID
    Coeur D'ALene, ID
  • 2009-06-01 → 2009-09-14
    Coeur D'ALene, ID
  • 1994-04-28 → 2009-06-01
    Coeur Dalene, ID
    Coeur D'ALene, ID
Other Businesses

(1)Name of Business: Northwest Taekwondo Academy, LLC Address: 19619 E. Cataldo Ave., Liberty Lake, WA, 99016, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/01/2017 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: martial arts instruction

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-09
S63 Uniform Securities Agent State Law Examination 1990-03-02
  • S65 Uniform Investment Adviser Law Examination
    1993-01-09
  • S63 Uniform Securities Agent State Law Examination
    1990-03-02
Other Names
  • David S Himebaugh

View on SEC IAPD

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