Paul Richard Schmitz

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Coral Springs, FL
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Coral Springs, FL

Previous Registrations

• 1998-11-06 → 2003-07-01
  Prudential Equity Group, Llc
  Coral Springs, FL

Other Businesses

MIDGE EBBEN REV LIV TRUST ; INV RELATED; DEPERE, WI; ESTATE SETTLEMENT; TRUSTEE/CO-TRUSTEE; START DATE: 11/14/2025; 10 HRS PER MONTH; 10 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2010-12-30
• S63 Uniform Securities Agent State Law Examination
  1985-08-19

Other Names

• Paul Richad Schmitz