Richard Edward Cavanagh

Employer firm

Newman Dignan & Sheerar, Inc CRD 107565

$731M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• FINANCIAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 01/2017
  Whalerock Point Partners, Llc
  Providence, RI
• 02/2022 → Present
  Newman Dignan & Sheerar, Inc.
  Providence, RI
• 01/2017 → 09/2018
  Unemployed
  Warwick, RI
• 09/2018 → Present
  International Services Incorporated
  Arlington Heights, IL

Previous Registrations

• 2006-07-27 → 2017-03-08
  Whalerock Point Partners, Llc
  Providence, RI
• 2003-11-19 → 2004-01-27
  Columbia Management Advisors, Inc.
  Providence, RI

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-01
• S63 Uniform Securities Agent State Law Examination
  1985-10-24

Designations

• Certified Financial Planner
• Chartered Financial Consultant
• Chartered Financial Analyst