Best Investors Account Sign in
Inactive

Richard Edward Cavanagh

Newman Dignan & Sheerar, Inc

Providence, RI

Claim This Profile
Current Employers
Newman Dignan & Sheerar, Inc

260 West Exchange Street Suite 302, Providence, RI 02903 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2022-02-14
  • RI RA
    APPROVED
    Since 2022-02-14

Branch Locations

260 West Exchange Street Suite 302, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Whalerock Point Partners, Llc Providence RI 06/2006 01/2017
Newman Dignan & Sheerar, Inc. Providence RI 02/2022 Present
Unemployed Warwick RI 01/2017 09/2018
International Services Incorporated Arlington Heights IL 09/2018 Present
Previous Registrations
  • 2006-07-27 → 2017-03-08
    Whalerock Point Partners, Llc
    Providence, RI
  • 2003-11-19 → 2004-01-27
    Columbia Management Advisors, Inc.
    Providence, RI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-01
S63 Uniform Securities Agent State Law Examination 1985-10-24
  • S65 Uniform Investment Adviser Law Examination
    1995-05-01
  • S63 Uniform Securities Agent State Law Examination
    1985-10-24
Designations

View on SEC IAPD

Other Firms

PARSONS CAPITAL MANAGEMENT INC
ERNST & YOUNG INVESTMENT ADVISERS LLP
BLUE FIN CAPITAL, INC.
WASHINGTON TRUST ADVISORS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BARRETT & COMPANY
WELLTH ADVISORY SERVICES, LLC
WEYBOSSET RESEARCH & MANAGEMENT, LLC

Other Investors

JOHN HENRY MULLEN
ANDREW E. SNAPE
GREGORY JOSEPH LAVINE
JOHN BOND TREVOR
JOAN MARIE CAINE
CHARLES BATEMAN PARSONS
EDWIN G FISCHER
STACEY LEA STERNBERG

Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

More in Providence, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor