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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-30 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
2033 N Main St Ste 800, Walnut Creek, CA 94596 • United States
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2011-01-03 |
Branch Locations
2033 N Main St Ste 800, Walnut Creek, CA 94596 • United States
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | San Francisco | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | San Francisco | CA | 11/2016 | Present |
| Wells Fargo Advisors Financial Network | Walnut Creek | CA | 03/2026 | Present |
FINRA; INVESTMENT RELATED; NEW YORK, NY; SECURITIES DISPUTE RESOLUTION; ARBITRATOR; START 5/1/2011; 10 HRS MONTH; 0 HRS DURING TRADING; DUTIES - HEAR CASE EVIDENCE AND PRESENTATIONS, DECIDE ON RESOLUTION.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-02 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-25 |
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