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1111 N. Northshore Drive Ste P-270, Knoxville, TN 37919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2021-08-18 |
Branch Locations
422 Marilyn Lane, Alcoa, TN 37701 • United States
1111 N. Northshore Drive Ste P-270, Knoxville, TN 37919 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Maryville | TN | 06/2015 | 06/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2017 | 03/2022 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 06/2017 | 12/2021 |
| Alliance Wealth Management Partners Llc | Alcoa | TN | 08/2021 | Present |
1) EMERALD COACHING COMPANY,2102 CHPPENDALES DR, MARYVILLE, TN, 1/2017 AS OWNERS PROVIDING LIFE COACHING SERVICES TO INDIVIDUALS. NIR - 3/WK - 1.5/TRADING. 2) LORI BISHOP DESIGNS, 2102 CHIPPENDALE DR., MARYVILLE, TN, 1/01/2003 AS OWNER - DESIGN & ART. NIR- 0 HRS. 3) ROSLYN CARTER INSTITUTE FOR CAREGIVING, 800 GEORGIA SOUTHERN STATE UNIVERSITY DR, AMERICUS, GA, 4/2018 AS TRAINER SPEAKING TO FAMILY CAREGIVERS. NIR - 24/YR - 0/TRADING. 4) CAREGIVER SUPERHERO SOCIETY, 21045 CHIPPENDALE DRIVE, MARYVILLE, TN, BOARD EXECUTIVE DIRECTOR, 12/14/20, NIR, 12 HR/MO- 0/TRADING HRS. 5) INSTACARD, 50 BEAL STREET #600, SAN FRANCISCO, CA, SHOPPING SERVICES, 02/03/21, NIR, 8 HR/WK- 0/TRADING HR. 6) WEEKEND THERAPY, OWNER, 2104 CHIPPENDALE DRIVE, MARYVILLE, TN. 08/01/2021. 2 HR/MONTH, 0 TRADING HR/MONTH. RENTING OUT THEIR RV WHEN NOT IN USE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-04-07 |
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