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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-08-21
  • TN RA
    APPROVED
    Since 2025-08-21

Branch Locations

112 South Hall Rd, Alcoa, TN 37701 • United States

7555 Mountain Grove Drive, Knoxville, TN 37920 • United States

1766 West Lamar Alexander Pkwy, Maryville, TN 37801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Tennessee Bank Alcoa TN 11/2001 Present
Lpl Financial Llc Maryville TN 08/2025 Present
  • 11/2001 → Present
    First Tennessee Bank
    Alcoa, TN
  • 08/2025 → Present
    Maryville, TN
Previous Registrations
  • 2016-12-23 → 2025-08-21
    First Horizon Advisors, Inc.
    Alcoa, TN
    Alcoa, TN
    Maryville, TN
    Knoxville, TN
    Alcoa, TN
Other Businesses

1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/30/2025

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-21
S63 Uniform Securities Agent State Law Examination 2005-11-22
  • S65 Uniform Investment Adviser Law Examination
    2016-12-21
  • S63 Uniform Securities Agent State Law Examination
    2005-11-22
Other Names
  • Leigh Anne Griffin

View on SEC IAPD

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