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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2019-12-09 |
| AR | RA | APPROVED | 2008-12-12 |
| TX | RA | APPROVED_RES | 2008-11-13 |
Branch Locations
2300 Cottondale Ln Ste 175, Little Rock, AR 72202-2031 • United States
Crested Butte, CO • United States
Little Rock, AR • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Little Rock | AR | 11/2008 | Present |
1. 11/12/2008 - OTHER - PART OWNER OF FARM WITH SPOUSE - TIME SPENT 5%. 2. 2/14/2012 - DBA ONLY - PEREGRINE WEALTH STRATEGIES - LITTLE ROCK, AR 3. 02/26/2015 - PEREGRINE KENNEL - OTHER - DOG KENNEL - TIME SPENT 10 HOURS PER MONTH -LITTLE ROCK, AR 4. 11/17/2017 - Peregrine Arts - Investment Related - Home Based - Other-Business Owner - Singer songwriter - Start Date 11/07/2017 - 30 Hours a Month/0 During Securities Trading. 5. 05/12/2022 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance -Start Date - 03/22/2022 - 4 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-08-07 |
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