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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2005-01-01 |
Branch Locations
401 Union Street Suite 3600, Seattle, WA 98101 • United States
Seattle, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Seattle | WA | 03/2008 | Present |
(1) PATRICK EDWARD ROCHE PER VISION; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: ART/DESIGN/PHOTOGRAPHY CONSULTANT; NOT INVESTMENT RELATED; START DATE: 03/01/2007; CAPACITY: OWNER-ACTIVE; DUTIES: CONSULTANT FOR DESIGN, PHOTOGRAPHY, ART, ESP. FOR INTERIOR DESIGN; ALSO FREELANCE PHOTOGRAPHY; HOURS DEVOTED PER WEEK: 1; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0 (2) PARKING SPACE RENTAL; ADDRESS: EMPLOYEE'S RESIDENCE; BUSINESS DESCRIPTION: RENTS OUT PARKING SPACE; NOT INVESTMENT RELATED; START DATE: 11/01/2011; CAPACITY: OWNER-ACTIVE; DUTIES: RENTER WHO IN TURN RENTS OUT PARKING SPACE; HOURS DEVOTED PER WEEK: 0; HOURS DEVOTED DURING SECURITIES HOURS PER WEEK: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-18 |
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