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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-16
RI RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2022-06-16
  • RI RA
    APPROVED
    Since 2017-03-25

Branch Locations

501 Wampanoag Trail Suite 200, East Providence, RI 02915 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. East Providence RI 01/2015 03/2017
Massachusetts Mutual Life Insurance Company East Providence RI 07/2016 Present
Mml Investors Services, Llc East Providence RI 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    East Providence, RI
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    East Providence, RI
  • 03/2017 → Present
    East Providence, RI
Previous Registrations
  • 2011-11-18 → 2018-01-25
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    East Providence, RI
  • 2006-03-15 → 2015-01-02
    New England Securities
    East Providence, RI
    East Providence, RI
Other Businesses

Name: Jeffrey L. Allison Inv rel: Y Add: 501 Wampanoag Trail Suite 200 Riverside RI 02915 Nature: Individual Life, Health, Group Health, and LTD, fixed annuity, LTC Position: Sales Start date: 05/01/1981 No. HR/MO: 2 No. HR/MO during sec trading: 2

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-03-25
  • S63 Uniform Securities Agent State Law Examination
    1986-03-25
Designations

View on SEC IAPD

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