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Richard Lee Alt

Carnegie Investment Counsel

Fort Meyers, FL

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Current Employers
Carnegie Investment Counsel

30300 Chagrin Boulevard, Pepper Pike, OH 44124-5725 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-12-26
OH RA APPROVED 2010-12-03
  • FL RA
    APPROVED
    Since 2025-12-26
  • OH RA
    APPROVED
    Since 2010-12-03

Branch Locations

6830 Porto Fino Circle, #1, Fort Meyers, FL 33912 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carnegie Investment Counsel Beachwood OH 07/2009 09/2023
Carnegie Investment Counsel Fort Meyers FL 09/2023 Present
Previous Registrations
  • 2008-09-08 → 2009-06-02
    Carnegie Capital Asset Management Company
    Cleveland, OH
  • 2004-10-19 → 2008-03-27
    Greenleaf Capital Management Corp.
    Shaker Heights, OH
  • 2000-07-21 → 2006-12-31
    Hubbard & Associates
    Ashtabula, OH
  • 2003-02-13 → 2003-12-01
    Fisher Investments
    Cleveland Heights, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-20
S63 Uniform Securities Agent State Law Examination 2000-09-28
  • S65 Uniform Investment Adviser Law Examination
    2002-12-20
  • S63 Uniform Securities Agent State Law Examination
    2000-09-28

View on SEC IAPD

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Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
EAGLE STRATEGIES LLC · FORT MYERS, FL
J.P. MORGAN SECURITIES LLC · FORT MYERS, FL
STRATEGIC ADVISERS LLC · FORT MYERS, FL
OPPENHEIMER & CO. INC. · FORT MYERS, FL
PARK AVENUE SECURITIES LLC · FORT MYERS, FL
LPL FINANCIAL LLC · FT MYERS, FL

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