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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-04-20 |
Branch Locations
6835 Porto Fino Circle #2, Fort Myers, FL 33912 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Fort Myers | FL | 09/1993 | 04/2022 |
| Roach Financial Services, Inc. | Fort Myers | FL | 09/1993 | Present |
| Lpl Financial Llc | Fort Myers | FL | 04/2022 | Present |
1) 4/2022- Roach Financial Services, Inc.- DBA for LPL Business (entity for LPL business)- inv. related- Fort Myers, FL 2) 4/2022- Roach Financial Services, Inc.- Non-Variable Insurance- Agent selling Fixed immediate annuity- inv. related- Fort Myers, FL- start date 1/2000- 10hrs/mth 3) 4/2022- Porto Fino Circle Trust- Real Estate Rental- Building co-owner- inv. related- 6835 Porto Fino Cir., Suite 2, Fort Myers, FL 33912- start date 6/2015- 1hr/mth 4) 4/2022- Michael Roach- Notary- inv. related- Fort Myers, FL- start date 1/1994- 1hr/mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-02-14 |
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