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Richard James Miller

American Wealth Management, Inc.

Alpharetta, GA

Roswell, GA

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Current Employers
American Wealth Management, Inc.

3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-17
SC RA APPROVED 2022-12-21
FL RA APPROVED 2022-12-16
TX RA APPROVED_RES 2022-12-16
AL RA APPROVED 2022-12-15
CO RA APPROVED 2022-12-15
WY RA APPROVED 2022-12-15
NC RA APPROVED 2012-02-03
GA RA APPROVED 2006-09-29
  • AZ RA
    APPROVED
    Since 2025-12-17
  • SC RA
    APPROVED
    Since 2022-12-21
  • FL RA
    APPROVED
    Since 2022-12-16
  • TX RA
    APPROVED_RES
    Since 2022-12-16
  • AL RA
    APPROVED
    Since 2022-12-15
  • CO RA
    APPROVED
    Since 2022-12-15
  • WY RA
    APPROVED
    Since 2022-12-15
  • NC RA
    APPROVED
    Since 2012-02-03
  • GA RA
    APPROVED
    Since 2006-09-29

Branch Locations

3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005 • United States

Roswell, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Wealth Management, Inc. Atlanta GA 05/1993 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-02-22
S63 Uniform Securities Agent State Law Examination 1985-08-01
  • S65 Uniform Investment Adviser Law Examination
    2006-02-22
  • S63 Uniform Securities Agent State Law Examination
    1985-08-01

View on SEC IAPD

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Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

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