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Douglas Scott Ruth

Lenox Capital Management, Inc.

New Lenox, IL

CRD 1381205

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Employer firm

Lenox Capital Management, Inc. CRD 124971

$109M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Lenox Capital Management, Inc.

322 Alana Drive, New Lenox, IL 60451-1784 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 1998-05-23
  • IL RA
    APPROVED
    Since 1998-05-23

Branch Locations

400 East Lincoln Hwy, New Lenox, IL 60451-1993 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lenox Financial Services, Inc. New Lenox IL 03/1994 Present
Lenox Capital Management, Inc. New Lenox IL 04/1997 Present
Other Businesses

PRESIDENT/OWNER OF LENOX CAPITAL MANAGEMENT, INC. A REGISTERED INVESTMENT ADVISOR EFFECTIVE APRIL 1997. PRESIDENT/OWNER OF DOUGLAS RUTH FINANCIAL SERVICES, INC. AN INSURANCE AGENT FOR LIFE, HEALTH AND DENTAL EFFECTIVE NOVEMBER 1998. TB CLINIC - SERVE AS A BOARD MEMBER.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-09-05
  • S63 Uniform Securities Agent State Law Examination
    1985-09-05
Other Names
  • Doug Ruth

View on SEC IAPD

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