Best Investors Account Sign in
Inactive

Richard Lee Peterbok

Interactive Financial Advisors

New Lenox, IL

Claim This Profile
Current Employers
Interactive Financial Advisors

100 Batson Ct. Suite 104, New Lenox, IL 60451 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2003-02-26
  • IL RA
    APPROVED
    Since 2003-02-26

Branch Locations

100 Batson Ct. Suite 104, New Lenox, IL 60451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uni-Financial Corp. Chicago IL 09/1974 Present
Interactive Financial Advisors Chicago IL 01/2003 Present
Brooklight Place Securities, Inc. Downers Grove IL 04/2016 07/2020
Organizamerica Chicago IL 01/1980 Present
  • 09/1974 → Present
    Uni-Financial Corp.
    Chicago, IL
  • 01/2003 → Present
    Interactive Financial Advisors
    Chicago, IL
  • 04/2016 → 07/2020
    Brooklight Place Securities, Inc.
    Downers Grove, IL
  • 01/1980 → Present
    Organizamerica
    Chicago, IL
Previous Registrations
  • 2006-06-12 → 2011-12-31
    Gwn Securities Inc.
    Oak Brook, IL
    Palm Beach Gardens, FL
    Oakbrook, IL
    Palm Beach Gardens, FL
  • 2005-01-04 → 2005-03-09
    Pmg Asset Management Inc
    Joliet, IL
  • 2003-05-06 → 2004-12-31
    Pmg Securities Corporation
    Joliet, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-11
S63 Uniform Securities Agent State Law Examination 1991-12-27
  • S65 Uniform Investment Adviser Law Examination
    1998-12-11
  • S63 Uniform Securities Agent State Law Examination
    1991-12-27
Other Names
  • Rick Peterbok

View on SEC IAPD

Other Firms

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
LPL FINANCIAL LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
NORTH SOUTH CAPITAL, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
LENOX CAPITAL MANAGEMENT, INC.
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC

Other Investors

PAUL ALLAN BRANSHAW
JULIAN MARTIN LEFILES
MICHAEL SCROGGINS
JULIE ANN DONAHUE
CHAD BRIAN HUMPHREY
Austin Wegforth
JOAN GERARDE RIPOLI
KATHLEEN MARIE MILLER

Other Offices

INTERACTIVE FINANCIAL ADVISORS · NEW LENOX, IL
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · NEW LENOX, IL
LPL FINANCIAL LLC · NEW LENOX, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · New Lenox, IL
NORTH SOUTH CAPITAL, LLC · NEW LENOX, IL
NORTH SOUTH CAPITAL, LLC · NEW LENOX, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · New Lenox, IL
LPL FINANCIAL LLC · NEW LENOX, IL

More in New Lenox, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor