Richard Lee Peterbok

Employer firm

Interactive Financial Advisors CRD 125117

$240M regulatory AUM 20 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1974 → Present
  Uni-Financial Corp.
  Chicago, IL
• 01/2003 → Present
  Interactive Financial Advisors
  Chicago, IL
• 04/2016 → 07/2020
  Brooklight Place Securities, Inc.
  Downers Grove, IL
• 01/1980 → Present
  Organizamerica
  Chicago, IL

Previous Registrations

• 2006-06-12 → 2011-12-31
  Gwn Securities Inc.
  Oak Brook, IL
  Palm Beach Gardens, FL
  Oakbrook, IL
  Palm Beach Gardens, FL
• 2005-01-04 → 2005-03-09
  Pmg Asset Management Inc
  Joliet, IL
• 2003-05-06 → 2004-12-31
  Pmg Securities Corporation
  Joliet, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-12-11
• S63 Uniform Securities Agent State Law Examination
  1991-12-27

Other Names

• Rick Peterbok