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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-10-19 |
| IL | RA | APPROVED | 2022-10-03 |
| TX | RA | APPROVED | 2022-10-03 |
Branch Locations
100 Batson Ct Suite 102, New Lenox, IL 60451 • United States
5801 Pelican Bay Blvd Suite 302, Naples, FL 34108 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Fort Myers | FL | 04/2003 | 09/2022 |
| Hart Associates, Llc | Joliet | IL | 10/2007 | 09/2022 |
| Raymond James Financial Services Advisors, Inc | Fort Myers | FL | 01/2009 | 09/2022 |
| Fitness & Nutritional Consulting | Fort Myers | FL | 09/2017 | 09/2022 |
| Personal Rental Activity | Fort Meyers | FL | 09/2017 | 09/2022 |
| Scroggins Wealth Management, Inc. | Fort Myers | FL | 01/2013 | 09/2022 |
| Scroggins Financial Services | Lenox | IL | 01/2008 | 09/2022 |
| Scroggins Wealth Management | Fort Myers | FL | 12/2017 | 09/2022 |
| Lpl Financial Llc | Naples | FL | 09/2022 | 06/2025 |
| Wealth Enhancement Group | Naples | FL | 10/2022 | Present |
| Wealth Enhancement Advisory Services | Naples | FL | 10/2022 | Present |
| Wealth Enhancement Brokerage Services | Naples | FL | 10/2022 | Present |
1)09/27/2022 - Notary - Inv Rel - State of FL - Start: 2000 2)09/27/2022 - Scroggins Financial Services - Non-Variable Insurance - Inv Rel 4)09/27/2022 - HART ASSOCIATES LLC - Real Estate Rental - Inv Rel - Lenox, IL - Start: 2007 5)09/27/2022 - SCROGGINS FINANCIAL SERVICES - Tax Prep/Accounting/CPA - Inv Rel - Lenox, IL - Start: 1995 - 5 Hr/Mth 6)09/27/2022 - SCROGGINS WEALTH MANAGEMENT INC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Ft. Myers, FL - Start: 11/2017 - 40 Hr/Mth 7)09/27/2022 - SCROGGINS FINANCIAL SERVICES LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Lenox, IL - Start: 10/1998 - 5 Hr/Mth 8)10/01/2022 - WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 10/01/2022 - Various Hours Per Month - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 9) Trustee for Family Trust - Investment Related - Naples, FL - Act in a Fiduciary Capacity - Trustee - Start Date: 10/2013 - 1 Hour Spent Per Month, 1 Hour Spent During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-12 |
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