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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-10-19
IL RA APPROVED 2022-10-03
TX RA APPROVED 2022-10-03
  • FL RA
    APPROVED
    Since 2022-10-19
  • IL RA
    APPROVED
    Since 2022-10-03
  • TX RA
    APPROVED
    Since 2022-10-03

Branch Locations

100 Batson Ct Suite 102, New Lenox, IL 60451 • United States

5801 Pelican Bay Blvd Suite 302, Naples, FL 34108 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Fort Myers FL 04/2003 09/2022
Hart Associates, Llc Joliet IL 10/2007 09/2022
Raymond James Financial Services Advisors, Inc Fort Myers FL 01/2009 09/2022
Fitness & Nutritional Consulting Fort Myers FL 09/2017 09/2022
Personal Rental Activity Fort Meyers FL 09/2017 09/2022
Scroggins Wealth Management, Inc. Fort Myers FL 01/2013 09/2022
Scroggins Financial Services Lenox IL 01/2008 09/2022
Scroggins Wealth Management Fort Myers FL 12/2017 09/2022
Lpl Financial Llc Naples FL 09/2022 06/2025
Wealth Enhancement Group Naples FL 10/2022 Present
Wealth Enhancement Advisory Services Naples FL 10/2022 Present
Wealth Enhancement Brokerage Services Naples FL 10/2022 Present
  • 04/2003 → 09/2022
    Raymond James Financial Services
    Fort Myers, FL
  • 10/2007 → 09/2022
    Hart Associates, Llc
    Joliet, IL
  • 01/2009 → 09/2022
    Fort Myers, FL
  • 09/2017 → 09/2022
    Fitness & Nutritional Consulting
    Fort Myers, FL
  • 09/2017 → 09/2022
    Personal Rental Activity
    Fort Meyers, FL
  • 01/2013 → 09/2022
    Scroggins Wealth Management, Inc.
    Fort Myers, FL
  • 01/2008 → 09/2022
    Scroggins Financial Services
    Lenox, IL
  • 12/2017 → 09/2022
    Scroggins Wealth Management
    Fort Myers, FL
  • 09/2022 → 06/2025
    Lpl Financial Llc
    Naples, FL
  • 10/2022 → Present
    Wealth Enhancement Group
    Naples, FL
  • 10/2022 → Present
    Wealth Enhancement Advisory Services
    Naples, FL
  • 10/2022 → Present
    Wealth Enhancement Brokerage Services
    Naples, FL
Previous Registrations
  • 2009-01-02 → 2022-10-10
    New Lenox, IL
    Fort Myers, FL
  • 2003-04-22 → 2009-01-02
    Raymond James Financial Services, Inc.
    New Lenox, IL
    Naples, FL
    Naples, FL
  • 1998-11-02 → 2003-04-23
    Waddell & Reed
    Oak Brook, IL
Other Businesses

1)09/27/2022 - Notary - Inv Rel - State of FL - Start: 2000 2)09/27/2022 - Scroggins Financial Services - Non-Variable Insurance - Inv Rel 4)09/27/2022 - HART ASSOCIATES LLC - Real Estate Rental - Inv Rel - Lenox, IL - Start: 2007 5)09/27/2022 - SCROGGINS FINANCIAL SERVICES - Tax Prep/Accounting/CPA - Inv Rel - Lenox, IL - Start: 1995 - 5 Hr/Mth 6)09/27/2022 - SCROGGINS WEALTH MANAGEMENT INC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Ft. Myers, FL - Start: 11/2017 - 40 Hr/Mth 7)09/27/2022 - SCROGGINS FINANCIAL SERVICES LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Lenox, IL - Start: 10/1998 - 5 Hr/Mth 8)10/01/2022 - WEALTH ENHANCEMENT ADVISORY SERVICES, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 10/01/2022 - Various Hours Per Month - I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 9) Trustee for Family Trust - Investment Related - Naples, FL - Act in a Fiduciary Capacity - Trustee - Start Date: 10/2013 - 1 Hour Spent Per Month, 1 Hour Spent During Trading Hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-10-12
  • S66 Uniform Combined State Law Examination
    1998-10-12
Designations
Other Names
  • Michael Anthony Scscroggins
  • Michael Anthony Scroggins

View on SEC IAPD

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