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185 Asylum Street City Place Ii, 11Th Floor, Hartford, CT 06103-3402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-08-19 |
| SC | RA | APPROVED | 2026-07-22 |
| MA | RA | APPROVED | 2024-08-06 |
| RI | RA | APPROVED | 2024-04-08 |
| CA | RA | APPROVED | 2023-12-19 |
| FL | RA | APPROVED | 2021-09-27 |
| TX | RA | APPROVED_RES | 2012-04-24 |
| CT | RA | APPROVED | 2000-02-28 |
Branch Locations
185 Asylum Street Cityplace Ii, 11Th Floor, Hartford, CT 06103 • United States
25 Seabreeze Ave Suite 402B, Delray Beach, FL 33483 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bradley, Foster & Sargent, Inc. | Hartford | CT | 02/2000 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-25 |
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