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Douglas Wayne Lee

Raymond James & Associates, Inc.

Dothan, AL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-07-13
AL RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2017-07-13
  • AL RA
    APPROVED
    Since 2013-02-13

Branch Locations

1676 Whatley Drive, Dothan, AL 36303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Dothan AL 02/2013 Present
Previous Registrations
  • 2007-02-13 → 2013-02-13
    Morgan Keegan & Company, Llc
    Dothan, AL
    Montgomery, AL
  • 2003-07-10 → 2007-02-20
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2000-08-24 → 2003-07-22
    Amsouth Investment Services, Inc.
    Dothan, AL
    Dothan, AL
    Dothan, AL
    Dothan, AL
    Dothan, AL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-03-22
S63 Uniform Securities Agent State Law Examination 1985-09-06
  • S65 Uniform Investment Adviser Law Examination
    2000-03-22
  • S63 Uniform Securities Agent State Law Examination
    1985-09-06
Other Names
  • Doug Lee

View on SEC IAPD

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RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PARK AVENUE SECURITIES LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
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PNC WEALTH MANAGEMENT LLC
CETERA INVESTMENT ADVISERS LLC
EDWARD JONES
LEGACY WEALTH MANAGEMENT GROUP, LLC

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JOHN GARLAND RUDDOCK
ADAM JOHN THOMAS
Brack Avery Register
Walter Marx Ellis
SAMUEL W ROBINSON
KATHRYN MCKEE WOODHAM
KENNETH MICHAEL WOODHAM
Taylor Takashi Hara

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · DOTHAN, AL
PARK AVENUE SECURITIES LLC · DOTHAN, AL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · DOTHAN, AL
LPL FINANCIAL LLC · DOTHAN, AL
PNC WEALTH MANAGEMENT LLC · DOTHAN, AL
LPL FINANCIAL LLC · DOTHAN, AL
CETERA INVESTMENT ADVISERS LLC · DOTHAN, AL
EDWARD JONES · Dothan, AL

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