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Current Employers
Global Assets Advisory, Llc

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-12-20
  • NY RA
    APPROVED
    Since 2021-12-20

Branch Locations

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

14 Wall Street 20Th Floor, New York, NY 10005 • United States

Orlando, FL • United States

International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-02-14
NJ RA APPROVED 2016-01-08
  • NY RA
    APPROVED
    Since 2021-02-14
  • NJ RA
    APPROVED
    Since 2016-01-08

Branch Locations

14 Wall St. 20Th Floor, New York City, NY 10005 • United States

Orlando, FL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc New York NY 10/2008 Present
Raymond James Financial Services Advisors, Inc Saint Petersburg FL 01/2009 Present
Insurance Non-Variable New York NY 03/2009 Present
International Assets Advisory Llc Orlando FL 07/2010 Present
  • 10/2008 → Present
    Raymond James Financial Services, Inc
    New York, NY
  • 01/2009 → Present
    Saint Petersburg, FL
  • 03/2009 → Present
    Insurance Non-Variable
    New York, NY
  • 07/2010 → Present
    International Assets Advisory Llc
    Orlando, FL
Previous Registrations
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 8/2010 - APPROX 80 HRS/MO - FEE BASED COMPENSATION 2) RENTAL PROPERTIES 39 BOW STREET, FOREST HILLS, NY 11375 - MANAGER OF RENTAL HOME SINCE 1/2017 - APPROX 1 HR/MO - RENTAL INCOME

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-02
S63 Uniform Securities Agent State Law Examination 1985-07-12
  • S66 Uniform Combined State Law Examination
    2004-06-02
  • S63 Uniform Securities Agent State Law Examination
    1985-07-12
Designations

View on SEC IAPD

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